STOR/SAR Regulatory Filing
Prepares and files Suspicious Transaction and Order Reports under MAR and MiFID II
STORs Filed (YTD)
38
In Progress
1
Draft — Due Soon
1
Filed Within 24h SLA
100%
| Case | Regime | Regulator | Deadline | Status | Action |
|---|---|---|---|---|---|
| Case #SUR-4471 — Suspected Insider Trading | MAR | FCA | Sep 26, 2026 | Draft | |
| Case #SUR-4482 — Layering Pattern | MAR | FCA | Sep 25, 2026 | In Progress | |
| Case #SUR-4455 — Comms Lexicon Hit (closed) | MAR | FCA | Sep 10, 2026 | Filed | |
| Case #SUR-4398 — Wash Trading Ring | MiFID II | ESMA/AMF | Aug 28, 2026 | Filed | |
| Case #SUR-4360 — Cross-Market Correlation | MAR | FCA | Aug 14, 2026 | Filed |
About This Agent
Data on This Page
Investigation cases that have reached filing stage, showing the applicable regime (MAR/MiFID II), the receiving regulator, the filing deadline, and a draft/in-progress/filed status with a submit action once ready. Stat tiles cover STORs filed year-to-date (38), filings in progress, drafts due soon, and the 24-hour SLA compliance rate (100%).
What This Agent Does
Takes cases escalated by the Alert Triage agent that meet the STOR/SAR filing threshold, auto-populates the regulator's required fields (instrument, parties, suspicion grounds, supporting evidence) from the underlying alert and case data, routes the draft for compliance officer sign-off, and submits to the correct national regulator's reporting gateway within the mandated deadline.
Worked Examples
- Case #SUR-4482's layering pattern is in progress, due to the FCA by Sep 25 — evidence package includes order flow, the linked comms hit, and analyst notes.
- Case #SUR-4471's insider trading case is still in draft, one day of headroom left before the 24-hour "without delay" MAR filing clock effectively expires.
- All four prior STORs this quarter were filed within the 24-hour SLA, maintaining a 100% on-time record the compliance function reports to the board each quarter.