Sentinel

Trade Surveillance & Market Conduct

Agent StatusAll Active

Market Conduct Team

Surveillance & Compliance

Alert Triage & Case Management

Scores, prioritizes and routes surveillance alerts into investigation case files

Alerts Triaged (30d)

4,186

Critical Priority Open

2

Escalated to Investigation

31

Avg. Triage Time

4.2 min

Alert IDSource AgentScorePriorityStatus
ALT-4471Insider Trading Detection92critical Investigation
ALT-4482Spoofing & Layering Detection88critical Investigation
ALT-4501Communications Surveillance74high Triaged
ALT-4512Wash Trading & Marking the Close61medium Triaged
ALT-4519Best Execution & Conduct38low New

About This Agent

Data on This Page

Every alert generated by the other 11 detection agents, consolidated with its source, score, assigned priority and current disposition. Stat tiles cover alerts triaged in the last 30 days (4,186), critical-priority alerts still open, alerts escalated to full investigation (31), and average time to triage a new alert (4.2 minutes).

What This Agent Does

Ingests every alert raised across insider trading, spoofing, wash trading, cross-market, comms and conduct surveillance, deduplicates alerts that relate to the same underlying pattern, assigns a priority based on the source score and any corroborating signals from other agents, and opens or updates the investigation case file that tracks disposition through to closure or STOR filing.

Worked Examples

  • ALT-4471's insider trading score of 92 was upgraded to critical priority after Communications Surveillance corroborated it with a matching chat and voice hit — now a single joined case file.
  • ALT-4482's layering score of 88 sits at critical priority pending the account's full order-flow history for the last 90 days, requested from the Spoofing & Layering agent.
  • ALT-4519's low-priority best-execution flag (score 38) is queued behind higher-priority items; average time to first triage across the queue remains within the 5-minute SLA at 4.2 minutes.