Sentinel

Trade Surveillance & Market Conduct

Agent StatusAll Active

Market Conduct Team

Surveillance & Compliance

Market Conduct Command Center

AI agents detecting, triaging and reporting market abuse across every venue and channel

AI Agents Active

12 agents scanning trades, orders, comms and benchmarks for market abuse

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Alerts Triaged (30d)

4,186

96% within SLA

False Positive Rate

6.2%

-2.1pp vs last quarter

STORs Filed (YTD)

38

100% within 24h deadline

Instruments Under Coverage

18,420

Across 14 venues

Open Investigations

31

-6 vs last week

Alert Resolution Rate

94.8%

Target: 90%

STORs Due (7d)

2

1 within 24h

Recent Alerts

Newest surveillance hits across all modules

View queue

Insider trading pattern — AZUR.L ahead of M&A announcement

Trade placed 42 min pre-announcement, +18.4% post-event move, alert score 92

Insider Trading Detection11 min ago

Spoofing pattern detected — futures order book

340 orders placed/cancelled within 90 seconds, 97% cancel rate on FTSE futures

Spoofing & Layering Detection28 min ago

Comms lexicon hit linked to open trading alert

Chat message referencing "get ahead of the print" matched to a flagged desk account

Communications Surveillance52 min ago

STOR filed — Case #SUR-4471

Suspicious Transaction and Order Report submitted to FCA within 24h SLA

STOR/SAR Regulatory Filing2 hours ago

Upcoming Deadlines

STOR filings, regulator requests and board reporting

STOR Filing — Case #SUR-4482 (Layering)

Sep 25, 2026

1d left

Quarterly Surveillance Model Validation Report

Oct 3, 2026

9d left

FCA Market Watch Data Request Response

Oct 10, 2026

16d left

Annual Conduct Risk Assessment — Board

Oct 28, 2026

34d left