Communications Surveillance
Lexicon and NLP monitoring of eComms and voice transcripts for collusion, front-running and unauthorized disclosure
Messages/Calls Screened (24h)
41,280
Lexicon Hits
18
Linked to Trading Alerts
2
Under Investigation
2
| Channel | Participants | Trigger | Linked Trading Alert | Status |
|---|---|---|---|---|
| Bloomberg Chat | R. Delacroix, external counterparty | "get ahead of the print" | Insider Trading Alert #4471 | Under Investigation |
| Voice — Trading Floor Line 4 | T. Osei, unidentified caller | Reference to "the M&A thing before it's out" | Insider Trading Alert #4471 | Under Investigation |
| Client A/C 55621 desk contact | "push the book up before close" | Layering Alert #4482 | Analyst Review | |
| Internal Chat | Two market-making desk members | Price coordination lexicon match | None | Analyst Review |
| Bloomberg Chat | Sales trader, institutional client | "heads up on the guidance cut" | Insider Trading Alert #4455 (closed) | Closed — No Action |
About This Agent
Data on This Page
Lexicon and NLP hits across chat, email and voice, showing the channel, participants, the triggering phrase, and any trading alert it corroborates. Stat tiles cover messages and calls screened in the last 24 hours (41,280), lexicon hits (18), hits linked to an open trading alert, and hits currently under investigation.
What This Agent Does
Runs a curated lexicon plus contextual NLP models over eComms and transcribed voice recordings to catch language suggestive of front-running, collusion or unauthorized disclosure of price-sensitive information, then automatically cross-references any hit against open trading alerts on the same individual or desk to corroborate — surfacing evidence that trade-only surveillance would miss.
Worked Examples
- A Bloomberg chat message saying "get ahead of the print" from R. Delacroix corroborates the open insider trading investigation on the same M&A event — both now under joint investigation.
- A voice call transcript referencing "the M&A thing before it's out" directly links T. Osei to the same corporate event, strengthening the case beyond trading pattern alone.
- A sales trader's "heads up on the guidance cut" message was closed with no action after review confirmed it referenced only publicly available analyst consensus, not MNPI.