AI Agents Dashboard
12 intelligent agents automating market abuse detection and conduct surveillance end-to-end
Total Processed
189,980
Pending Items
124
Active Alerts
25
Automation Rate
91%
Insider Trading Detection
Correlates trading activity against price-sensitive news, MNPI access logs and wall-crossing records to flag suspicious timing
Spoofing & Layering Detection
Detects rapid order placement/cancellation patterns consistent with spoofing and layering across lit and dark venues
Wash Trading & Marking the Close
Flags self-matched trades, circular trading rings and marking-the-close activity that create misleading volume or price signals
Market Manipulation & Ramping
Identifies pump-and-dump, momentum ignition and ramping patterns designed to move price ahead of a planned exit
Cross-Market Surveillance
Correlates activity across venues and related instruments (equity/options/futures, same name across exchanges)
Communications Surveillance
Lexicon and NLP-based monitoring of eComms and voice transcripts for collusion, front-running language and unauthorized disclosure
Best Execution & Conduct
Monitors client order handling for front-running, information leakage and best-execution conduct breaches
Watchlist & Restricted Lists
Maintains insider lists, wall-crossing records, restricted/watch lists and personal account dealing pre-clearance
Alert Triage & Case Management
Scores, prioritizes and routes surveillance alerts into investigation case files, tracking disposition end-to-end
STOR/SAR Regulatory Filing
Prepares and files Suspicious Transaction and Order Reports under MAR and MiFID II to the FCA/ESMA and national regulators
Benchmark Rate Surveillance
Surveils submissions and trading around SONIA/SOFR and FX benchmark fixing windows for manipulation
Model Tuning & Calibration
Tunes detection thresholds and backtests surveillance models to reduce false positives while preserving detection coverage
Live Activity
Real-time agent actions
Flagged trade on AZUR.L 42 minutes ahead of M&A announcement, alert score 92
340 orders placed and cancelled within 90 seconds on FTSE futures, 97% cancel rate
Lexicon hit on chat message linked to an open trading alert on the same desk
Triaged 186 new alerts overnight, 6 escalated to investigation
Filed STOR for Case #SUR-4471 to the FCA within the 24-hour SLA
Recalibrated layering detection thresholds, false positive rate down 2.1pp